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Securities and Capital Markets

The securities and capital markets team at Roderick Linton Belfance assists its clients in all aspects of raising capital through the offering of equity securities in the private market.

Our attorneys collectively have decades of experience in guiding clients through the maze of federal and state regulatory requirements involved in capital financings, and in advising its clients in all phases of the financing venture, from strategic planning through regulatory compliance.

The firm's experience in the securities and capital markets area has permitted it to:

  • Provide to entrepreneurs and mid-range companies representation in the preparation and offering of the appropriate specific security designed for targeted investor groups with precise regulatory compliance.
  • Assist small and mid-range companies with creative restructuring for financing that best suits the company's business plan and objectives.
  • Structure and prepare issuer offering documents for Direct Participation Programs, either offered independently or through broker-dealer networks.
Our experience and dedication to our clients and their interests assure that they will receive the insightful and innovative legal counsel necessary to compete in today's marketplace.

 



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